What preparations should be made before applying for Class D medical device MDACS registration in Hong Kong?
Release time:2025-07-08 15:38:01 The author: source:
Preparing for Class D medical device registration under Hong Kong’s Medical Device Administrative Control System (MDACS) requires a comprehensive understanding of the regulatory framework and careful preparation of technical, administrative, and quality documentation. Since Class D devices pose the highest risk (e.g., implantables, life-support devices, high-sensitivity IVDs), the pre-submission preparation must be rigorous to avoid delays or rejection.

Preparing for Class D medical device registration under Hong Kong’s Medical Device Administrative Control System (MDACS) requires a comprehensive understanding of the regulatory framework and careful preparation of technical, administrative, and quality documentation. Since Class D devices pose the highest risk (e.g., implantables, life-support devices, high-sensitivity IVDs), the pre-submission preparation must be rigorous to avoid delays or rejection.

Below is a detailed guide to the preparation steps and required items before applying:


✅ 1. Confirm Device Classification as Class D

🔍 Use these references:

  • GN-01 (for general medical devices)

  • GN-02 (for IVDs)

  • TR-003 / TR-006 (technical references for classification)

Class D includes:

  • Implantable or life-sustaining devices (e.g., pacemakers, defibrillators)

  • In vitro diagnostics for high-risk conditions (e.g., HIV, blood group typing)

✅ Action: Document rationale for Class D classification.


✅ 2. Appoint a Local Responsible Person (LRP)

The LRP is the only party permitted to submit MDACS applications on behalf of foreign manufacturers.

LRP responsibilities:

  • Acts as the regulatory liaison with the Department of Health (DoH)

  • Maintains the technical documentation in Hong Kong

  • Coordinates vigilance reporting, recalls, and post-market surveillance

✅ Action: Ensure your chosen LRP is a legally registered entity in Hong Kong and has experience with MDACS.


✅ 3. Obtain Regulatory Approval in GHTF Market(s)

Hong Kong’s MDACS requires that your device is already registered or approved in one or more GHTF/IMDRF markets, such as:

CountryAcceptable Approval
EUCE (MDR/IVDR)
USAFDA (510(k), PMA, De Novo)
CanadaHealth Canada MDL
AustraliaARTG inclusion
JapanPMDA/MHLW approval
ChinaNMPA license
South KoreaMFDS license
SingaporeHSA registration

✅ Action:

  • Prepare Certificate of Free Sale or equivalent

  • Collect copies of registration certificates


✅ 4. Ensure Manufacturer Has ISO 13485 Certification

The manufacturer must hold a valid ISO 13485:2016 certificate for the product and manufacturing site(s), issued by a recognized Notified Body or Certification Body.

✅ Action:

  • Ensure certificate is valid and in English

  • Include the certificate in the submission package


✅ 5. Compile Complete Technical Documentation

You will need to prepare a technical dossier that demonstrates compliance with the Essential Principles of Safety and Performance.

Required DocumentsExample Standards
Risk Management FileISO 14971
Clinical Evaluation Report (CER)MEDDEV 2.7/1 Rev 4 or IMDRF
Biocompatibility ReportsISO 10993 series
Electrical Safety TestsIEC 60601-1
Software ValidationIEC 62304
Sterilization ValidationISO 11135, 11137
Post-Market Surveillance PlanISO 13485:2016 (Clause 8.2.1)
Labeling & IFUISO 15223, EN 1041

✅ Action:

  • Organize documents in PDF format

  • Use clear filenames (e.g., Risk_Management_ISO14971.pdf)


✅ 6. Prepare Labeling and Instructions for Use (IFU)

All labeling must be available in English and/or Traditional Chinese and must include:

  • Device name, model

  • Manufacturer and LRP details

  • Intended use and indications

  • Warnings, contraindications

  • Sterility, shelf life, lot/serial number

  • CE or FDA regulatory statement (if available)

✅ Action:

  • Design and finalize product packaging artwork

  • Confirm labeling complies with GN-07


✅ 7. Draft Essential Principles Checklist

The checklist demonstrates how your device meets each applicable Essential Principle in GN-01 (MDs) or GN-02 (IVDs).

✅ Action:

  • Fill out the official Essential Principles Checklist

  • Cross-reference each principle to supporting evidence in the tech file


✅ 8. Create the Manufacturer’s Declaration of Conformity

This is a formal declaration from the manufacturer that the device:

  • Meets all applicable Essential Principles

  • Complies with relevant standards

  • Is safe and effective for its intended use

✅ Action:

  • Use official MDACS format for the declaration

  • Ensure it is signed and dated by authorized person


✅ 9. Register for and Access the MDIS Portal

The application is submitted through the Medical Device Information System (MDIS) online platform.

✅ Action:

  • Ensure LRP is registered on MDIS

  • Organize all documents in a format ready for upload

  • Validate PDF file sizes and naming conventions


✅ 10. Prepare Vigilance and Complaint Handling SOPs

Post-market surveillance obligations require the LRP to:

  • Monitor adverse events

  • Respond to field safety actions

  • Maintain complaint logs

✅ Action:

  • Draft or review internal SOPs for:

    • AE reporting (based on GN-10)

    • FSCA and recalls (based on GN-11)

    • Complaint management


✅ 11. Schedule Internal Review of Submission Package

Before submission:

  • Perform an internal audit or third-party pre-review

  • Check for missing items, inconsistencies, or outdated documents

  • Prepare cover letter summarizing device, classification, and GHTF approvals


📌 Summary Checklist: Pre-Application Preparation for Class D MDACS

TaskStatus
Confirm device is Class D
Appoint and contract with LRP
Obtain overseas approvals (e.g., CE/FDA)
Confirm ISO 13485 certificate
Prepare complete technical documentation
Draft labeling and IFU (EN/TC)
Complete Essential Principles Checklist
Sign Declaration of Conformity
Register on MDIS
Draft post-market surveillance SOPs
Conduct internal QA review

Would you like an editable checklist, document templates, or a submission timeline tracker tailored for your specific Class D device? I can generate that for your regulatory team upon request.

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